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2011

Date Title
August 1, 2011

Worth Taking Notice: Whistleblower Rules Regarding Auditing Firms

- Securities Regulation & Law Report
Type: Articles
Author(s): James M. Commons , Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Trial , White-Collar & Securities Defense

April 29, 2011

SEC's Hedge Fund Focus to Include Review of Funds That Outperform the Market

- The Hedge Fund Law Report
Type: Articles
Author(s): Fredric D. Firestone , Eugene I. Goldman , Michael A. Ungar
Practice Areas & Industries: Securities , White-Collar & Securities Defense

2010

Date Title
November 2010

Anti-Money Laundering

- PEI Publications treatise The U.S. Private Equity Fund Compliance Guide
Type: Articles
Author(s): Eugene I. Goldman
Practice Areas & Industries: White-Collar & Securities Defense

June 28, 2010

How To Avoid AML Enforcement Actions

- Compliance Reporter
Type: Articles
Author(s): Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Trial

June 4, 2010

Financial Reform Bill Has Bad News for Executive Compensation

- Corporate Board Member Magazine
Type: Articles
Author(s): Fredric D. Firestone , Eugene I. Goldman , Andrew C. Liazos , Michael A. Ungar
Practice Areas & Industries: Executive Compensation

April 30, 2010

FINRA's Continued Focus On Anti-Money Laundering Compliance


Type: Articles
Author(s): Eugene I. Goldman
Practice Areas & Industries:

2009

Date Title
June 4, 2009

You may hear from the SEC: the global reach of securities enforcement

- Complinet
Type: Articles
Author(s): Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Trial

2003

Date Title
January 6, 2003

"One Strike, You're Out: The SEC Should Define the Strike Zone"

- Securities Regulation Update
Type: Articles
Author(s): Eugene I. Goldman
Practice Areas & Industries:

2000

Date Title
July 25, 2000

“Survey of SEC ALJ Cases, September 1, 1998 - May 31, 2000”


Type: Other
Author(s): Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Securities

McDermott Will & Emery

McDermott Will and Emery