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2010

Date Title
2010

Federal Securities Law Considerations for Equity Compensation Plans

- Selected Issues in Equity Compensation, 7th ed. - Chapter 2
Type: Books
Author(s): Eric Orsic , William J. Quinlan Jr.
Practice Areas & Industries: Corporate , Securities , Securities Law Compliance & Offerings

2010

4.3.6 Effects Of The New Compensation And Corporate Governance Rules On The 2010 Proxy Season

- The Encyclopedia of Private Equity and Venture Capital: Valuation and Private Placement Materials - VC Experts
Type: Other
Author(s): David A. Cifrino PC , Thomas P. Conaghan , Andrew C. Liazos , Thomas J. Murphy , Heidi Steele
Practice Areas & Industries: Corporate , Corporate Responsibility and Governance , Employee Benefits & Pensions , Labor & Employment , Public Companies , Securities

2010

Sovereign Wealth Funds: Regulatory and Litigation Issues in the United States

- Litigation and Dispute Resolution: Dealing with Corporate and Regulatory Conflict - Financier Worldwide
Type: Books
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Securities , Securities Litigation

2009

Date Title
October 2009

Putting on the Writs

- Credit Magazine
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: Securities , Securities Litigation , Trial

July 16, 2009

Implications Of Amending NYSE Rule 452

- Law360
Type: Articles
Author(s): Timothy W. Boarini , David A. Cifrino PC , Eric Orsic
Practice Areas & Industries: Corporate , Securities

April 23, 2009

Effects Of CFIUS Rules On Minority Investments

- Law360
Type: Articles
Author(s): Meir A. Lewittes , Thomas Sauermilch
Practice Areas & Industries: Corporate , Mergers & Acquisitions , Private Equity , Securities

February 2009

Avoiding Pitfalls in Raising Capital from Insiders

- Financier Worldwide
Type: Articles
Author(s): Meir A. Lewittes , Joel L. Rubinstein
Practice Areas & Industries: Corporate , Mergers & Acquisitions , Private Equity , Securities

February 2009

Securities Enforcement

- Insights: The Corporate & Securities Law Advisor
Type: Articles
Author(s): Seth T. Goldsamt , Stephen E. Older , Meera V. Popat
Practice Areas & Industries: Corporate , Public Companies , Securities

February 2009

The SEC v. Mark Cuban Insider Trading Case: Does It Pay to Be a Maverick When Trading Securities?

- Insights: The Corporate & Securities Law Advisor - Aspen Publishers
Type: Articles
Author(s): Seth T. Goldsamt , Stephen E. Older
Practice Areas & Industries: Corporate , Securities , Trial

2008

Date Title
2008

Federal Securities Law Considerations for Equity Compensation Plans

- Selected Issues in Equity Compensation, 5th ed. - Chapter 2
Type: Books
Author(s): Eric Orsic , William J. Quinlan Jr.
Practice Areas & Industries: Corporate , Securities

March 2008

SEC Scrutinizing Trades by Executives Under Rule 10b5-1 Plans

- Midwest In-House
Type: Other
Author(s): Steven S. Scholes
Practice Areas & Industries: Corporate , SEC Defense , Securities , Securities Litigation , Trial

2007

Date Title
October 1, 2007

SPAC 2.0

- The Deal
Type: Articles
Author(s): Joel L. Rubinstein , Dennis J. White
Practice Areas & Industries: Corporate , Securities

2006

Date Title
November 10, 2006

Privilege Concerns Over Disclosures to Independent Auditors

- Securities Law 360
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: Securities , Trial

November 2006

The 'Sleeper:' Disclosure of Related Person Transactions

- Insights
Type: Articles
Author(s): Anne G. Plimpton
Practice Areas & Industries: Corporate , Securities

April 27, 2006

What's permissable, what's not in PIPEs deals

- Hedge Fund Manager Weekly
Type: Articles
Author(s): Amy Ferrer , Stephen E. Older , Jonathan P. Rochwarger
Practice Areas & Industries: Corporate , Hedge Funds , Securities

March 13, 2006

Offering Practices Set for Change

- National Law Journal
Type: Articles
Author(s): Thomas J. Murphy
Practice Areas & Industries: Corporate , Securities

2005

Date Title
December 1, 2005

Rules of the Road Show

- The Daily Deal
Type: Articles
Author(s): Thomas J. Murphy
Practice Areas & Industries: Corporate , Securities

August 14, 2005

Judgement Call: Homeland Securities

- The Deal
Type: Articles
Author(s): Jeffrey Rothschild , Thomas Sauermilch
Practice Areas & Industries: Corporate , Securities

July/August 2005

New Challenges for Issuers - Part II

- Monitor Magazine
Type: Articles
Author(s): Peter Humphreys
Practice Areas & Industries: Corporate , Securities

August 8, 2005

The Return of the Stock-for-Stock Cross-Border Merger?

- The Deal
Type: Articles
Author(s): Konstantin Günther , Jeffrey Rothschild , Thomas Sauermilch
Practice Areas & Industries: Corporate , Mergers & Acquisitions , Securities

June 13, 2005

Lease Securitization Challenges for Issuers

- Securitization News
Type: Articles
Author(s): Peter Humphreys
Practice Areas & Industries: Corporate , Securities

February 17, 2005

Higher standards?

- The Deal Magazine
Type: Articles
Author(s): Jeffrey Rothschild
Practice Areas & Industries: Corporate , Mergers & Acquisitions , Securities

2004

Date Title
January 30, 2004

"Lawyers, Other Corporate Advisers Face Exposure to Securities Claims,"

- Legal Backgrounder - Washington Legal Foundation
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: Securities , Securities Litigation , Trial

2003

Date Title
October 13, 2003

"Unintended Consequence"

- The Daily Deal
Type: Articles
Author(s): Jeffrey Rothschild
Practice Areas & Industries: Corporate , Mergers & Acquisitions , Securities

2003-04

High yield exchange offers in Europe

- Global Insolvency & Restructuring Yearbook 2003/04
Type: Articles
Author(s): Konstantin Günther , Richard Mitchell
Practice Areas & Industries: Corporate , Corporate - Germany , Corporate - London , London , Securities , US Securities - London

2003

Chapter 13, "Resales of Restricted, Control and Rule 145 Securities"

- Securities Law- 2003 Edition (2 volumes) - IICLE
Type: Books
Author(s): William J. Quinlan Jr. , Heidi Steele
Practice Areas & Industries: Corporate , Securities

2003

Chapter 14, "Insider Reporting & Section 16 Liability Issues"

- Securities Law - 2003 Edition - IICLE
Type: Books
Author(s): William J. Quinlan Jr. - Sara Roach
Practice Areas & Industries: Corporate , Securities

2003

Chapter 15, "Civil Liberties & Remedies"

- Securities Law - 2003 Edition - IICLE
Type: Books
Author(s): Steven S. Scholes
Practice Areas & Industries: Corporate , Securities , Trial

2003

Chapter 18, "International Securities Transactions"

- Securities Law - 2003 Edition - IICLE
Type: Books
Author(s): David A. Cifrino PC , Richard Mitchell
Practice Areas & Industries: International , Securities , US Securities - London

2002

Date Title
August 19, 2002

"Opinion"

- The Lawyer
Type: Articles
Author(s): Richard Mitchell
Practice Areas & Industries: Securities

June 2002

"Securities Disclosure Goes Real-Time"

- Venture Capital Journal
Type: Articles
Author(s): David A. Cifrino PC
Practice Areas & Industries: Securities

2002

An Insider's Guide to Going Public

- R.R. Donnelly & Sons Company
Type: Books
Author(s): David A. Cifrino PC
Practice Areas & Industries: Securities

2001

Date Title
April 9, 2001

“New SEC Rules on Selective Disclosure And Insider Trading Increase Risks”

- Buyouts, Vol. 14, No. 7
Type: Articles
Author(s): David A. Cifrino PC
Practice Areas & Industries: SEC Defense , Securities

April 2001

co-author, “Foreign Deals Offer Possible Cure For Domestic IPO Blues”

- Venture Capital Journal
Type: Articles
Author(s): David A. Cifrino PC , Mark B. Stein
Practice Areas & Industries: Securities

March 12, 2001

“New SEC chairman could put pressure on Regulation FD”

- Mass High Tech
Type: Articles
Author(s): David A. Cifrino PC
Practice Areas & Industries: SEC Defense , Securities

February 2001

“Disclosure Issues In Municipal Bonds: How the SEC Uses Rule 10B-5 for Enforcement”

- Business Crimes Law Report
Type: Articles
Author(s): Michael Kendall
Practice Areas & Industries: SEC Defense , Securities

2000

Date Title
July 25, 2000

“Survey of SEC ALJ Cases, September 1, 1998 - May 31, 2000”


Type: Other
Author(s): Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Securities

McDermott Will & Emery

McDermott Will and Emery