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2011

Date Title
August 1, 2011

Worth Taking Notice: Whistleblower Rules Regarding Auditing Firms

- Securities Regulation & Law Report
Type: Articles
Author(s): James M. Commons , Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Trial , White-Collar & Securities Defense

June 28, 2011

My Auditor, My Whistle-blower: New rules give accounting firms' employees monetary incentive to turn clients in.

- CFO.com
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , White-Collar & Securities Defense

2011

Recession Makes Pleading Loss Causation More Difficult

- Bloomberg Law Quarterly (Vol. 1, No.3)
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , White-Collar & Securities Defense

March 2011

Recent Developments in the Use of Loss Causation to Obtain Dismissal of Securities Class Actions

- Aspatore Books
Type: Books
Author(s): Bobby R. Burchfield
Practice Areas & Industries: SEC Defense , Securities Litigation , Trial

2010

Date Title
December 2010

The SEC Begins to Implement Its Cooperation Initiative: The Carter's Inc. Non-Prosecution Agreement

- Corporate Board Member
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , White-Collar & Securities Defense

October 2010

Whistleblowers and Dodd-Frank: Is Your Company Protected?

- Corporate Board Member
Type: Articles
Author(s): Michael Kendall , Obiamaka P. Madubuko
Practice Areas & Industries: SEC Defense , Trial , White-Collar & Securities Defense

September 15, 2010

New SEC Whistleblower Program and Added Disclosure Rules in Dodd-Frank Act: Will these New Regulations Help or Hinder FCPA Compliance Efforts?

- Bloomberg Law Reports
Type: Articles
Author(s): Fredric D. Firestone , Obiamaka P. Madubuko
Practice Areas & Industries: Foreign Corrupt Practices Act (FCPA) and International Anticorruption , SEC Defense , Trial , White-Collar & Securities Defense

August 5, 2010

Financial Reform 101: For Energy Cos.

- Energy Law360 & Securities Law360
Type: Articles
Author(s): Fredric D. Firestone , Obiamaka P. Madubuko
Practice Areas & Industries: Corporate Responsibility and Governance , SEC Defense

July 12, 2010

Multiple Representation Under New SEC Cooperation Initiative

- New York Law Journal
Type: Articles
Author(s): Fredric D. Firestone , Kathryn C Goyer , Obiamaka P. Madubuko
Practice Areas & Industries: SEC Defense , Trial

June 28, 2010

How To Avoid AML Enforcement Actions

- Compliance Reporter
Type: Articles
Author(s): Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Trial

June 22, 2010

Hedge Fund Industry Will Be Under Close Scrutiny by SEC Division of Enforcement

- VCExperts
Type: Articles
Author(s): Fredric D. Firestone , Michael A. Ungar
Practice Areas & Industries: Hedge Funds , SEC Defense

2010

Sovereign Wealth Funds: Regulatory and Litigation Issues in the United States

- Litigation and Dispute Resolution: Dealing with Corporate and Regulatory Conflict - Financier Worldwide
Type: Books
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Securities , Securities Litigation

2009

Date Title
June 4, 2009

You may hear from the SEC: the global reach of securities enforcement

- Complinet
Type: Articles
Author(s): Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Trial

February 6, 2009

SEC To Financial Firms: Cut Costs At Your Peril

- Securities Law360
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Securities Litigation , Trial

2008

Date Title
April 2008

Time Waits for No One -- Except the SEC: The Statute of Limitations (or Lack Thereof) In SEC Enforcement Actions

- The Bureau of National Affairs, Inc. Securities Regulation & Law Report
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Trial

March 2008

SEC Scrutinizing Trades by Executives Under Rule 10b5-1 Plans

- Midwest In-House
Type: Other
Author(s): Steven S. Scholes
Practice Areas & Industries: Corporate , SEC Defense , Securities , Securities Litigation , Trial

2007

Date Title
October 29, 2007

Recent Trends In Securities Class Actions

- Securities Law360
Type: Articles
Author(s): Joel G. Chefitz
Practice Areas & Industries: Class Action , SEC Defense , Securities Litigation , Trial

October 8, 2007

Q&A With McDermott Will's Steven S. Scholes

- Securities Law360
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Securities Litigation , Trial

September 11, 2007

Securities Fallout From the Subprime Lending Crisis

- Securities Law360
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: Financial Services Litigation , SEC Defense , Trial

2003

Date Title
2003

Chapter 16, "SEC Enforcement"

- Securities Law - 2003 Edition - IICLE
Type: Books
Author(s): Steven S. Scholes
Practice Areas & Industries: Corporate , SEC Defense , Trial

2002

Date Title
Spring, 2002

Recent SEC Enforcement Developments

- SEC Issues Update
Type: Articles
Author(s): Steven S. Scholes
Practice Areas & Industries: SEC Defense , Trial

2001

Date Title
December 2001

“Court says BSA ‘safe harbor’ applies even where bad faith is alleged”

- Money Laundering Alert, Vol. 13, No. 2
Type: Articles
Author(s): Gordon A. Greenberg
Practice Areas & Industries: Professional Responsibility , SEC Defense , Trial

April 9, 2001

“New SEC Rules on Selective Disclosure And Insider Trading Increase Risks”

- Buyouts, Vol. 14, No. 7
Type: Articles
Author(s): David A. Cifrino PC
Practice Areas & Industries: SEC Defense , Securities

March 12, 2001

“New SEC chairman could put pressure on Regulation FD”

- Mass High Tech
Type: Articles
Author(s): David A. Cifrino PC
Practice Areas & Industries: SEC Defense , Securities

February 2001

“Disclosure Issues In Municipal Bonds: How the SEC Uses Rule 10B-5 for Enforcement”

- Business Crimes Law Report
Type: Articles
Author(s): Michael Kendall
Practice Areas & Industries: SEC Defense , Securities

2000

Date Title
July 25, 2000

“Survey of SEC ALJ Cases, September 1, 1998 - May 31, 2000”


Type: Other
Author(s): Eugene I. Goldman
Practice Areas & Industries: SEC Defense , Securities

McDermott Will & Emery

McDermott Will and Emery