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2011

Date	Title
December 13, 2011	SEC Staff Limits Ability of Foreign Issuers to Submit Draft Filings on Confidential Basis Type: On the Subject
November 28, 2011	SEC Approves More Rigorous Listing Requirements of the Major U.S. Stock Exchanges for Reverse Merger Companies Type: On the Subject
January 14, 2011	SEC, DOJ Continue to Enforce FCPA Cases Involving China and Joint Ventures Type: China Law Alert

Date

Title

December 13, 2011

SEC Staff Limits Ability of Foreign Issuers to Submit Draft Filings on Confidential Basis

Type: On the Subject

November 28, 2011

SEC Approves More Rigorous Listing Requirements of the Major U.S. Stock Exchanges for Reverse Merger Companies

Type: On the Subject

January 14, 2011

SEC, DOJ Continue to Enforce FCPA Cases Involving China and Joint Ventures

Type: China Law Alert


2010

Date	Title
December 22, 2010	Non-Prosecution Agreement Suggests SEC May Take New Approach to Corporate Cooperators Type: On the Subject
July 29, 2010	The SEC Gets Busy Early in Implementing Dodd-Frank Rulemaking Process Type: On the Subject
May/June 2010	Inside M&A - May/June 2010 Type: Inside M&A
June 21, 2010	Amendment to German Securities Trading Act Introduced by Federal Ministry of Finance Type: On the Subject
April 12, 2010	SEC Enforcement to Focus on Municipal Securities Industry Type: On the Subject
Spring 2010	International News, Issue 1, 2010 Type: International News
March 22, 2010	SEC’s New Individual Cooperation Program Could Have Significant Ramifications for Companies Type: On the Subject
February 12, 2010	SEC Weighs In on Climate Change Disclosure – What, if Anything, Do You Need to Disclose? Type: On the Subject
January 28, 2010	SEC Issues Interpretive Guidance on Climate Change Disclosure Type: On the Subject
January 26, 2010	SEC Publishes Revisions to Investment Adviser Custody Rule Type: White Papers
January 5, 2010	Effects of the New Compensation and Corporate Governance Rules on the 2010 Proxy Season Type: White Papers


2009

Date	Title
August 6, 2009	District Court Narrowly Defines Misappropriation Theory Liability in SEC v. Cuban Type: On the Subject
August 5, 2009	Recent Madoff-Related Coverage Disputes Place Crime Insurance in the Spotlight Type: On the Subject
July 6, 2009	SEC Eliminates Broker Discretionary Voting in Director Elections, Proposes Changes to Disclosure & Other Requirements Regarding Corporate Governance & Compensation Type: On the Subject
May 20, 2009	Informal Corporate Disclosure in the Age of Twitter Type: White Papers
May 6, 2009	NYSE Amends Rules Regarding Procedures for Release of Material Information by Listed Companies Type: On the Subject
February 2, 2009	SEC Adopts Final Rules Requiring Interactive Financial Data in XBRL Format Type: On the Subject
January 28, 2009	Illinois Circuit Court Reinforces Seventh Circuit’s Limitation on Financial Advisors’ Liability Under Fairness Opinions Type: On the Subject
January 5, 2009	The SEC v. Mark Cuban Insider Trading Case Type: White Papers


2008

Date	Title
November 26, 2008	SEC Proposes Roadmap for U.S. Issuers to Switch to IFRS Type: White Papers
October 27, 2008	SEC Extends and Modifies Institutional Investor Short Sale Reporting, Adopts Naked Short Selling Rules Type: On the Subject
October 23, 2008	SEC Amends Rules on Cross-Border Tender Offers, Exchange Offers, Business Combinations Type: On the Subject
October 9, 2008	Hexion v. Huntsman: MAC-Out and Lessons in Satisfying Closing Conditions Type: On the Subject
October 2, 2008	SEC and FSA's Recent Short Selling Orders Type: On the Subject
September 2, 2008	SEC Modernizes Foreign Issuer Rules, Proposes IFRS Roadmap Type: On the Subject
July 18, 2008	SEC Issues Order Affecting Short Sales in Financial Stocks Type: On the Subject
June 27, 2008	SEC Permits Aggregate Section 16 Reporting Type: On the Subject
June 17, 2008	Court Holds Total Return Swaps Confer 13(d) Beneficial Ownership Type: On the Subject


2007

Date	Title
September 21, 2007	SEC Petitioned to Require Climate Risk Disclosure by All Public Companies; New York State Attorney General Subpoenas Records on Carbon-Related Risks Type: On the Subject

Date

Title

September 21, 2007

SEC Petitioned to Require Climate Risk Disclosure by All Public Companies; New York State Attorney General Subpoenas Records on Carbon-Related Risks

Type: On the Subject


2006

Date	Title
December 2006	International News, Issue 3, 2006 Type: International News
June 28, 2006	U.S. Court Strikes Down SEC’s Hedge Fund Rules Type: On the Subject
April 2006	International News, Issue 1, 2006 Type: International News
April 2006	Update from Germany - April 2006 Type: On the Subject
March 27, 2006	California to Decline Fairness Hearings for Public Shell Reverse Mergers Type: On the Subject
January 18, 2006	Disclosure Developments for Public Companies for the Upcoming Annual Disclosure Season Type: White Papers
January 10, 2005	SEC Proposes Amendments to Tender Offer “All-Holders, Best-Price” Rule Type: On the Subject


2005

Date	Title
December 7, 2005	The Challenge of Harmonizing U.S. Codes of Conduct and Sarbanes-Oxley Hotlines with EU Data Protection and Employment Laws Type: On the Subject
October 12, 2005	Corporate Minute-Taking: A General Counsel’s Guide Type: On the Subject
September 9, 2005	Securities Offering Reform - A Practical Guide to New SEC Rules Relating to Registered Securities Offerings Type: White Papers
August 8, 2005	The Return of the Stock-For-Stock Cross-Border Merger? Type: On the Subject
June 20, 2005	Recent Executive Compensation Disclosure Developments: Has The Bar Been Raised? Type: White Papers
April 26, 2005	NASDAQ Adopts Changes to Corporate Governance Exemption Process Type: On the Subject
March 3, 2005	Form 8-K Disclosure and Exhibit Filing Requirements Regarding Director and Executive Compensation Type: White Papers


2004

Date	Title
November 30, 2004	SEC Issues FAQs on Revised Form 8-K Type: White Papers
October 25, 2004	Impact of SEC’s Proposal to Register Hedge Fund Investment Advisers on the UK and Europe Type: On the Subject
August 18, 2004	SEC’s Proposal to Register Private Fund Investment Advisers Type: On the Subject
July 30, 2004	Two Years Later – A Recap of the Sarbanes-Oxley Act of 2002 and Related SEC Rulemaking Type: White Papers
Spring 2004	International News Spring 2004 Type: International News
March 24, 2004	SEC Adds New Reporting Events to Form 8-K and Accelerates Filing Deadline for Required Reports to Four Business Days Type: White Papers


2003

Date	Title
November 24, 2003	SEC Issues Rules for Enhanced Proxy Statement Disclosure of Director Nomination Process and Communication with Directors by Security Holders Type: White Papers
November 12, 2003	SEC Issues Rules on Periodic Disclosure of Company Stock Repurchases Type: White Papers
April 18, 2003	SEC Adopts New Rules Reagarding Earning Announcements and the Use of Non-GAAP Financial Measures Type: On the Subject
February 21, 2003	Family Offices: Exemption from Registration as an Investment Adviser Type: On the Subject


2002

Date	Title
December 18, 2002	SEC Proposes Online Filing System for Section 16 Reports Type: On the Subject
July 2002	Implications of SEC Order and Proposed Rules Requiring Personal Attestations by CEOs and CFOs of Periodic SEC Reports Type: On the Subject
April 2002	SEC Proposes New, Amended Corporate Disclosure Rules on Periodic Reporting and Insider Transactions Type: On the Subject

Date

Title

December 18, 2002

SEC Proposes Online Filing System for Section 16 Reports

Type: On the Subject

July 2002

Implications of SEC Order and Proposed Rules Requiring Personal Attestations by CEOs and CFOs of Periodic SEC Reports

Type: On the Subject

April 2002

SEC Proposes New, Amended Corporate Disclosure Rules on Periodic Reporting and Insider Transactions

Type: On the Subject


2001

Date	Title
May 2001	SEC Increases Scrutiny of Foreign Issuers Doing Business With Countries and Entities Type: On the Subject
February 2001	Securities and Exchange Commission Proposes New Rules on the Disclosure of Equity Compensation Plans Type: On the Subject
January 2001	The Securities and Exchange Commission Adds Audit Committee Burdens Type: On the Subject

Date

Title

May 2001

SEC Increases Scrutiny of Foreign Issuers Doing Business With Countries and Entities

Type: On the Subject

February 2001

Securities and Exchange Commission Proposes New Rules on the Disclosure of Equity Compensation Plans

Type: On the Subject

January 2001

The Securities and Exchange Commission Adds Audit Committee Burdens

Type: On the Subject


2000

Date	Title
September 2000	New SEC Disclosure Rules For Foreign Companies Type: On the Subject
August 2000	SEC Issues Final Rule On Selective Disclosure Type: On the Subject

Date

Title

September 2000

New SEC Disclosure Rules For Foreign Companies

Type: On the Subject

August 2000

SEC Issues Final Rule On Selective Disclosure

Type: On the Subject

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