UNDERWRITER REPRESENTATION

Equity Offerings

Issuer

Offering Description

Cerus Corporation
(medical equipment and supplies)
Represented Robert W. Baird & Co. Incorporated

$39.3 million offering of common stock (2006)

Micrus Endovascular Corporation
(healthcare products)
Represented A.G. Edwards & Sons, Inc., CIBC World Market Corp. and Needham & Company, LLC

$16.3 million secondary public offering of common stock (2006)

General Finance Corporation
(acquisition company)
Represented Morgan Joseph & Co.

$60 million initial public offering (2006)

LKQ Corporation
(auto parts recycler)
Represented Robert W. Baird & Co. Incorporated, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc. and Barrington Research Associates, Inc.

$115 million offering of common stock (2005)

Hudson Highland Group, Inc.
(human resources & staffing consulting)
Represented Robert W. Baird & Co., William Blair & Company and Stephens Inc.

$50 million public offering of common stock (2005)

Hudson Highland Group, Inc.
(provider of specialized professional staffing)
Represented Robert W. Baird & Co., William Blair &  Company and Stephens Inc.

$50 million offering of common stock (2005)

RC2 Corporation
(consumer products manufacturer)
Represented Robert W. Baird & Co.; Harris Nesbitt; A.G. Edwards; Piper Jaffray

$78 million offering of common stock (2004)

Hudson Highland Group, Inc.
(business services / consulting)
Represented Robert W. Baird & Co.;  William Blair & Company

$30 million offering of common stock (2004)

New York Mortgage Trust
(Real Estate Investment Trusts)
Represented Billings, Ramsey & Co., Inc., J.P. Morgan Securities, Inc., and RBC Capital Markets

$135 million offering of common stock (2004)

Teather & Greenwood Holdings, plc
(consumer finance)
Represented Bridgewell Ltd and Bridgewell Securities Ltd.

$29 million one-for-one rights issue (2003)

Household Finance Corporation
(consumer finance)

$400 million offering (2002)

Household Finance Corporation
(consumer finance)

$500 million offering of adjustable conversion rate equity security units (2002)

Racing Champions Corporation
(collectibles and toys)
Represented Robert W. Baird & Co.; A.G. Edwards & Sons, Inc.; Gerard Klauer Mattison

$83 million offering of common stock (2002)

Inflexion PLC
(mobile communications and e-commerce investments)
Represented J. Henry Schroder & Co. as Nominated Adviser and Nominated Broker

£65 million ($98 million dollar) flotation (2000)

Applied Molecular Evolution Inc.
(biopharmaceuticals)
Represented CIBC World Markets; PaineWebber Incorporated; SG Cowen

$88 million initial public offering (2000)

Accredo Health Inc.
(specialized contract pharmacy and related services)
Represented Chase Hambrecht & Quist; SunTrust Equitable Securities; Bank of America Securities LLC; First Union Securities Inc.

$82 million offering (2000)

North American Scientific
(diagnostic biotech)
Represented CIBC World Markets; PaineWebber Incorporated; Leerink Swann & Co

$69 million offering of common stock (2000)

ILEX Oncology, Inc.
(pharmaceuticals)
Represented CIBC World Markets

$65 million initial public offering of common stock (2000)

VantageMed Corporation
(healthcare information systems)
Represented Advest Inc.; J.C Bradford & Co.

$36 million initial public offering of common stock (2000)

ViroLogic, Inc.
(biotech company)
Represented CIBC World Markets; ING Barings; and Prudential Vector Healtcare

$35 million initial public offering of common stock (2000)

HSBC Securities (USA) Inc.
(consumer finance)
Represented HSBC Securities and the other underwriters

$1.65 Billion of 5.25% notes (2005)

HSBC Securities (USA) Inc.
(consumer finance)
Represented HSBC Securities and the other underwriters

$2 Billion of 10 year notes and $500 million of non-cumulative preferred stock
(2005)

Household Capital Trust VII
(consumer finance)
Represented Morgan Stanley and Salomon Smith Barney

$200 million trust preferred securities (2001)

Household Capital Trust VI
(consumer finance)
Represented Merrill Lynch & Co.; UBS Warburg LLC; A.G. Edwards & Sons, Inc. and Prudential Securities

$200 million trust preferred securities (2001)

Genomica Corporation
(pharmacogenomics software)
Represented CIBC World Markets; Dain Rauscher Wessels; Prudential Vector Healthcare

$122 million initial public offering of common stock (2000)

Household Capital Trust V and
Household International, Inc.
(consumer finance)
Represented Merrill Lynch & Co.; Morgan Stanley Dean Witter

$300 million offering of Trust Preferred Securities (2000)