DOJ Preparing Criminal Charges Against Wall Street Executives

Présentation


Eugene Goldman, from his perspective as a former SEC enforcement lawyer, said any proposal to expand bounty payments to financial crime whistleblowers would take substantial review and an assessment of the current SEC whistleblower incentives. “Built-in deterrents against false and reckless accusations will need to be considered, given the temptation to seek awards beyond the current caps,” Mr. Goldman warned. Read the full article