Ex-State Street Executives to Appeal SEC Ruling in Crisis-Era Case

Présentation


Mark Pearlstein, representing one of two investment fund executives who were sanctioned in a 3-2 SEC vote despite an agency judge’s earlier exoneration, vowed to appeal the vote. « We were disappointed that with two members dissenting, the commission disregarded Chief Judge Murray’s thoughtful analysis and ignored the great weight of the evidence in reversing on a single issue,” Mr. Pearlstein said. Read the full article