Anne (Polly) G. Plimpton has more than 35 years of experience advising public companies, venture capitalists, family offices and other investors. She concentrates her practice on insider trading and reporting under Section 16, beneficial ownership on Schedules 13D and 13G, executive compensation, related person transactions and other proxy disclosure, corporate governance, board and committee structure, institutional investor initiatives, federal and state exceptions for private financings, Financial Industry Regulatory Authority (FINRA) regulations relating to public offerings and resales of restricted securities under Rule 144.

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  • American Bar Association, past chair of the Employee Benefits, Executive Compensation and Section 16 Subcommittee of the Federal Regulation of Securities Committee
  • Society of Corporate Secretaries & Governance Professionals (formerly known as the American Society of Corporate Secretaries), Securities Law Committee
  • Past co-chair of the Corporate Law Committee of Boston Bar Association


University of Georgia, JD, 1978
University of Massachusetts Amherst, MA, 1974
Yale University, BA, magna cum laude, 1971


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Anne G. Plimpton

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