Ex-State Street Executives to Appeal SEC Ruling in Crisis-Era Case

Overview


Mark Pearlstein, representing one of two investment fund executives who were sanctioned in a 3-2 SEC vote despite an agency judge’s earlier exoneration, vowed to appeal the vote. “We were disappointed that with two members dissenting, the commission disregarded Chief Judge Murray’s thoughtful analysis and ignored the great weight of the evidence in reversing on a single issue,” Mr. Pearlstein said. Read the full article