SEC Urges 1st Circ. To Deny Ex-State Street Execs' Appeals - McDermott Will & Emery

SEC Urges 1st Circ. To Deny Ex-State Street Execs’ Appeals

Overview


Mark Pearlstein, Fredric Firestone, Laura McLane and David Chen continue to represent one of two former investment company executives in a First Circuit appeal of penalties levied against them by the SEC, which partly reversed an SEC administrative law judge’s initial decision that exonerated the executives of wrongdoing.