Overview


Katherine (Katie) Ruffing focuses her practice on accountant defense. She represents international and domestic accounting firms and accountants in connection with regulatory investigations brought by federal government agencies, such as the Securities and Exchange Commission (SEC) and Public Company Accounting Oversight Board (PCAOB), state licensing agencies and the American Institute of Certified Public Accountants (AICPA). Katie works extensively with accounting firms, individual accountants and experts to understand the documentation supporting an audit.

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Repräsentative Mandate


  • Represented a major audit firm and individual accountants in connection with an investigation by the PCAOB and SEC*
  • Represented a major audit firm and individual accountants before the SEC, PCAOB and DOJ in a matter involving alleged fraud at the audit client*

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Mitgliedschaften


  • Women’s Bar Association of the District of Columbia, member
  • Virginia Bar Association, member

Qualifikation


Education
George Mason University School of Law, JD, 2009
Miami University, BS, magna cum laude, 2002

Admissions
District of Columbia
Virginia

Courts / Agencies
US Court of Appeals for the District of Columbia Circuit
US District Court for the District of Columbia
US District Court for the Eastern District of Virginia

Katherine Ruffing

Insights & Events / Media

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