Caitlyn M. Campbell - Securities Litigation & SEC Investigations - McDermott Will & Emery

Overview


Caitlyn M. Campbell, a former US Securities & Exchange Commission (SEC) Enforcement Attorney, co-leads McDermott’s SEC enforcement practice. She focuses her practice on representing clients in SEC investigations, securities class action and derivative litigation and compliance matters. With two decades spent in public and private practice, Caitlyn has extensive experience in matters involving potential violations of the federal securities laws, including allegations of accounting fraud, disclosure and internal controls-related violations, regulatory violations by investment advisers and broker-dealers, insider trading, market abuse, anti-corruption and Foreign Corrupt Practices Act (FCPA) violations and whistleblower claims. She also assists companies in developing training programs and compliance policies and procedures.

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Results


SEC Representations

  • Represented former CEO of a hybrid electric vehicle company in a SPAC-related SEC investigation, concluding without any action against our client
  • Represented former CFO of a hydrogen fuel cell electric vehicle company in a SPAC-related SEC investigation, negotiating a resolution for our client that carried no charges and a modest clawback of incentive compensation
  • Represented pharmaceutical executive in insider trading investigation, concluding without any charges
  • Regularly counsels registered investment advisers in connection with SEC enforcement investigations and examinations

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Recognitions


  • Legal 500 US, 2022 and 2024
  • 2020 Ellen B. Ross Award Recipient

Community


  • Boston Bar Association White Collar Crime Committee, member
  • Boston Bar Association Law Day Steering Committee, member

Credentials


Education
Boston University, JD, cum laude, 2004
Cornell University, BA, 2000

Courts/Agencies
Southern District of New York
District of Massachusetts

Admissions
New York
Massachusetts