NCEO 2021 Fall ESOP Forum - McDermott Will & Emery

NCEO 2021 Fall ESOP Forum


Join us as we learn, network and share knowledge about employee ownership with leaders from employee-owned organizations at the NCEO 2021 Fall ESOP Forum. Register today.

McDermott partner Ted Becker is a speaker at the session:
Preparing for and Dealing with a DOL Voluntary Compliance Letter
Thursday, September 23 from 10:00 AM -11:00 AM ET

Each speaker will play a role (DOL investigator, a company internal ESOP trustee, and his attorney) in the following situation:

As part of an ongoing DOL investigation, in which documents have been produced to the DOL and the DOL investigator has interviewed the internal trustee, the DOL has just issued a Voluntary Compliance (VC) Letter. Using a sample VC Letter, the internal trustee and his attorney discuss each paragraph, what it means, what the DOL is seeking, and how to negotiate with the DOL. They then negotiate with the DOL investigator.

Learning Objective 1
Familiarize attendees with the standard provisions of a DOL Voluntary Compliance Letter

Learning Objective 2
Provide insights based on actual experiences of the presenters on how to deal with DOL Voluntary Compliance Letters.

Learning Objective 3
Demonstrate how to negotiate with the DOL relating to a Voluntary Compliance Letter.

McDermott is a proud sponsor of this event.

Registration Information

Thursday, September 23
10:00 – 11:00 AM ET

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