The Fall ESOP Forum, National Center for Employee Ownership, The DOL and ESOPs


Governance and Fiduciary Issues

The speaker, a well-known attorney who defends ESOP sponsored companies inside and outside ESOP fiduciaries in DOL investigations, will discuss recent developments in DOL regulation of ESOPs, how to prepare in advance for a DOL investigation, what triggers a DOL investigation, and how to handle a DOL investigation from beginning to end.

Registration Information

2:15 pm – 2:45 pm (CDT)

Virtual Event

Dig Deeper

Virtual Conference / Speaking Engagements / October 28, 2021

ERISA Basics National Institute 2021 | Section 401(k) Plans

Virtual Event / Speaking Engagements / September 23, 2021

NCEO 2021 Fall ESOP Forum

Webinar / Speaking Engagements / May 24, 2021

Missing Participants: What's Next?