Overview
Represents private funds, broker-dealers, and other financial institutions in enforcement proceedings and investigations by the SEC, DOJ, FINRA, self-regulatory organizations and state regulators.
Kolby has advised clients during investigations and enforcement matters relating to potential insider trading, securities fraud, market manipulation, and a wide array of investment adviser and broker-dealer rules and regulations.
He also represents clients in regulatory investigations relating to developing financial technologies, including digital assets.
Kolby previously worked at global law firms and in the litigation department of a global investment bank.
Credentials
Education
New York University School of Law, JD
New York University, BA, cum laude
Admissions
New York
Prior Experience
Shearman & Sterling, 2019-2020
Credit Suisse Securities (USA), 2014-2020
Alston & Bird, 2013-2018
