Overview
Counsels private funds on compliance with the Investment Advisers Act of 1940, other state and federal requirements and interfacing with regulators.
Tarik’s experience includes advising clients on establishing compliance policies and procedures, registering with the SEC and handling SEC examinations.
Before joining Schulte, he worked at the SEC, most recently in the Private Funds Unit of the Office of Compliance Inspections and Examinations, where he focused on regulatory examinations of advisers to hedge funds and private equity funds.
Tarik also worked in the SEC’s New York Regional Office, where he conducted regulatory examinations of registered investment advisers and registered investment companies.
Credentials
Education
Rutgers School of Law-Newark, JD, Managing Articles Editor, Rutgers Computer and Technology Law Journal
Tufts University, BA
Admissions
New York
New Jersey
Prior Experience
US Securities and Exchange Commission, 2015-2017
Constellation Advisers, 2014-2015
Goldman Sachs, 2013-2014