Advises on transactional and regulatory matters impacting broker-dealers, hedge funds and other financial institutions. 

Bill advises clients regarding a number of regulations applicable to securities trading and custody practices, including regulations related to alternative trading systems, short sale practices, best execution obligations, trading in new issues and the SEC’s customer protection rule.

He also advises clients on transactional matters, including mergers and acquisitions involving broker-dealers and the negotiation of trading, custody and prime brokerage agreements.

Education
Washington University School of Law, JD, cum laude
Washington University, Olin School of Business, MBA
Tufts University, BA, cum laude

Admissions
New York

Prior Experience
Intern, US Attorney’s Office, Southern District of Illinois